Auditing Using SOX

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Course Completion Certificate

Sample Exams

Glossary

Worldclass Trainer

Name of Course	Scheduled Dates	Vanue	Registration Link
Auditing Using SOX	To be determined	Nbiz Infosol - Abu Dhabi	Registration Now

Introduction

The Sarbanes-Oxley Act (or SOX as it is often referred to) has been described as the “most broad-sweeping legislation” since the Securities Act of the 1930s. Enacted by President Bush in 2002 in response to such corporate accounting scandals as Enron and WorldCom, the Act is transforming business in corporate America and around the world.

The comprehensive 3-day Sarbanes - Oxley Intensive Camp is an opportunity for you to experience virtually every important element of SOX and how it applies to your job, your career, your company and your industry. This is the most thorough SOX training program in the world and, through a series of simulation workshop exercises, it is designed to address the unique needs of finance, accounting, IT, legal and audit professionals alike.

Course Objectives

Types of Business Application Audits
Relationship of Application Controls to General Controls
Statements on Auditing
Planning / Resource Requirements
Audit program development and Execution

Duration & Learning Level

Learning Level:

Duration:

Hands-on Class Exercise

Scenario layout, Planning and Scoping
Audit program development and Execution
Use of automated audit tools
Reporting
Post-exercise discussion

Key Issues and Concerns When:

Beginning the Audit
Identifying and
Documenting Controls,
Testing Controls and
Using Automated Audit Resources.

Data Input and Processing Relationship Models

Batch Online
Real Time

Components and Controls in an Automated Business Application

Transaction Authorization and Origination
Input
Processing
Output
Security
Maintenance

General Steps in Performing an Application Controls Review

Planning / Resource Requirements
Scoping / Application Identification
Application Risk Assessment
Audit Program Development
Identifying, Testing, and Assessing Control Reliability
Data Integrity Testing
Certifying Computer Security
Issue, Finding and Report Development and Presentation
Follow-up considerations

Discussion of Audit Standards

ISACA
Institute of Internal Auditors
General Accounting Office
Texas Internal Auditing Act
Department of Information Resources
Statements on Auditing
Standards (SAS), including SAS

Types and Definitions of IT Controls

Application Controls
General Controls
Relationship of Application Controls to General Controls
Types / Sub Categories of Controls COSO

Course Introduction and Overview

Introduction to Course
Purpose and Objectives of Course
Types of Business Application Audits

Exam & Certificate

Upon completion of the training, participants will be provided a Certificate of Completion / Attendance.

Target Group

Professionals interested in the IT Audit field
Internal / External Audit
Information Technology
Finance and Accounting

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